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docs(agents): update RAI planner phase reference to consolidated rai-plan.md output #2590

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52 changes: 26 additions & 26 deletions docs/agents/rai-planning/phase-reference.md
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Expand Up @@ -13,21 +13,21 @@ tags:
- reference
- phases
author: Microsoft
ms.date: 2026-07-15
ms.date: 2026-08-03
ms.topic: reference
estimated_reading_time: 8
---

## Phase Summary

| Phase | Name | NIST AI RMF | Key output | State fields updated |
|-------|-----------------------------|------------------|---------------------------------------------------------------------------------|---------------------------------------------------------|
| 1 | AI System Scoping | Govern + Map | `system-definition-pack.md`, `stakeholder-impact-map.md` | `currentPhase`, `entryMode`, `securityPlanRef` |
| 2 | Risk Classification | Govern | Risk classification screening summary (appended to `system-definition-pack.md`) | `riskClassification` |
| 3 | RAI Standards Mapping | Govern + Measure | `rai-standards-mapping.md` | `standardsMapped` |
| 4 | RAI Security Model Analysis | Measure | `rai-threat-addendum.md` | `securityModelAnalysisStarted`, `raiThreatCount` |
| 5 | RAI Impact Assessment | Manage | `control-surface-catalog.md`, `evidence-register.md`, `rai-tradeoffs.md` | `impactAssessmentGenerated`, `evidenceRegisterComplete` |
| 6 | Review and Handoff | Manage | `rai-review-summary.md`, backlog items | `handoffGenerated` |
| Phase | Name | NIST AI RMF | Key output (all in `rai-plan.md`) | State fields updated |
|-------|-----------------------------|------------------|-----------------------------------------------------------------------------------|---------------------------------------------------------|
| 1 | AI System Scoping | Govern + Map | `## System Definition` and `## Stakeholder Impact` sections | `currentPhase`, `entryMode`, `securityPlanRef` |
| 2 | Risk Classification | Govern | `### Risk Classification Screening` subsection under `## System Definition` | `riskClassification` |
| 3 | RAI Standards Mapping | Govern + Measure | `## Standards Mapping` section | `standardsMapped` |
| 4 | RAI Security Model Analysis | Measure | `## Threat Addendum` section | `securityModelAnalysisStarted`, `raiThreatCount` |
| 5 | RAI Impact Assessment | Manage | `## Control Surface Catalog`, `## Evidence Register`, and `## Tradeoffs` sections | `impactAssessmentGenerated`, `evidenceRegisterComplete` |
| 6 | Review and Handoff | Manage | `## Review Summary` section, backlog items | `handoffGenerated` |

## Phase 1: AI System Scoping

Expand Down Expand Up @@ -58,8 +58,8 @@ In `from-security-plan` mode, AI components from the security plan are pre-popul

### Outputs

* `system-definition-pack.md`: AI system inventory, component catalog, and deployment context
* `stakeholder-impact-map.md`: Stakeholder roles, power dynamics, and impact pathways
* `rai-plan.md` `## System Definition` section: AI system inventory, component catalog, and deployment context (with an `### AI Component Inventory` subsection)
* `rai-plan.md` `## Stakeholder Impact` section: Stakeholder roles, power dynamics, and impact pathways

### State Transitions

Expand All @@ -79,7 +79,7 @@ Screen the AI system for risk using NIST AI RMF 1.0 trustworthiness characterist

### Inputs

* System definition pack from Phase 1
* `rai-plan.md` `## System Definition` section from Phase 1

### Process

Expand All @@ -103,7 +103,7 @@ Each indicator uses its own assessment method (binary, categorical, or continuou

### Outputs

* Risk classification screening summary appended to `system-definition-pack.md`
* Risk classification screening summary in the `### Risk Classification Screening` subsection under `## System Definition` in `rai-plan.md`

### State Transitions

Expand All @@ -122,7 +122,7 @@ Map each AI component against NIST AI RMF 1.0 trustworthiness characteristics an

### Inputs

* System definition pack from Phase 1
* `rai-plan.md` `## System Definition` section from Phase 1

### Process

Expand All @@ -148,7 +148,7 @@ The planner activates `rpi-research` for runtime lookups of specific regulatory

### Outputs

* `rai-standards-mapping.md`: Characteristic-by-component mapping with NIST subcategory references and compliance gaps
* `rai-plan.md` `## Standards Mapping` section: Characteristic-by-component mapping with NIST subcategory references and compliance gaps

### State Transitions

Expand All @@ -167,8 +167,8 @@ Identify AI-specific threats across all components using a structured threat tax

### Inputs

* System definition pack from Phase 1
* RAI standards mapping from Phase 3
* `rai-plan.md` `## System Definition` section from Phase 1
* `rai-plan.md` `## Standards Mapping` section from Phase 3
* Security plan threat catalog (when using from-security-plan mode)

### Process
Expand Down Expand Up @@ -199,7 +199,7 @@ Each threat is assigned a concern level based on contextual analysis rather than

### Outputs

* `rai-threat-addendum.md`: Threat catalog with IDs, categories, descriptions, risk ratings, and recommended mitigations
* `rai-plan.md` `## Threat Addendum` section: Threat catalog with IDs, categories, descriptions, risk ratings, and recommended mitigations

### State Transitions

Expand All @@ -219,8 +219,8 @@ Explore control surface completeness for each identified threat. Document eviden

### Inputs

* RAI security model addendum from Phase 4
* RAI standards mapping from Phase 3
* `rai-plan.md` `## Threat Addendum` section from Phase 4
* `rai-plan.md` `## Standards Mapping` section from Phase 3
* Evidence provided by the user or discovered in the codebase

### Process
Expand All @@ -242,11 +242,11 @@ Common tradeoff examples:

### Outputs

* `control-surface-catalog.md`: Control inventory mapped to threats with effectiveness ratings
* `evidence-register.md`: Evidence log documenting existing mitigations, gaps, and collection difficulty
* `rai-tradeoffs.md`: Characteristic conflict analysis with resolution recommendations
* `rai-plan.md` `## Control Surface Catalog` section: Control inventory mapped to threats with effectiveness ratings
* `rai-plan.md` `## Evidence Register` section: Evidence log documenting existing mitigations, gaps, and collection difficulty
* `rai-plan.md` `## Tradeoffs` section: Characteristic conflict analysis with resolution recommendations

The control surface catalog and evidence register are agentic artifacts that include only the AI-content transparency note. RAI tradeoffs is a human-facing artifact that also includes the human review checkbox. See [Handoff Pipeline](handoff-pipeline#artifact-attribution-and-review) for the complete footer classification.
The Control Surface Catalog and Evidence Register sections are agentic content that includes only the AI-content transparency note. The Tradeoffs section is human-facing content that also includes the human review checkbox. See [Handoff Pipeline](handoff-pipeline#artifact-attribution-and-review) for the complete footer classification.

### State Transitions

Expand All @@ -266,7 +266,7 @@ Generate a review summary covering observations across six dimensions and produc

### Inputs

* All artifacts from Phases 1-5
* Completed `rai-plan.md` sections from Phases 1-5
* User preferences for backlog format and handoff system

### Process
Expand Down Expand Up @@ -294,7 +294,7 @@ Gaps identified across Phases 3-5 are converted to work items using the same dua

### Outputs

* `rai-review-summary.md`: Review summary with observations across six dimensions and maturity indicators
* `rai-plan.md` `## Review Summary` section: Observations across six dimensions and maturity indicators
* Backlog items in the user's preferred format

All Phase 6 artifacts are human-facing and include the AI-content transparency note and human review checkbox. The handoff summary and compact handoff summary also include the full RAI Planner disclaimer. See [Handoff Pipeline](handoff-pipeline#artifact-attribution-and-review) for the complete footer classification.
Expand Down
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